Author: * Fabricius Flavius -
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Date: Feb 7, 2007 - 13:36
GOVERNMENTAL POLICY TOWARDS FREEDMEN AND THEIR INFLUENCE ON SOCIETY
Article from:
FREEDMEN IN THE EARLY ROMAN EMPIRE
BY A. M. DUFF, M.A., B.LITT. Sometime Scholar of Oriel College, Oxford; Assistant Lecturer in
Greek, University of Aberdeen
OXFORD AT THE CLARENDON PRESS 1928
Government policy towards freedmen a blend of conservatism, utilitarianism, and
humanitarianism -- conservative elements -- utilitarian elements -- humanitarian
elements.
Parts of the world where freedmen abounded most -- foreign extraction of most of Rome's
citizens -- the decline in the native stock -- freedmen's influence on administration --
on the common mode of life -- on luxury -- on literature -- on art, science, and
philosophy -- on religion -intermixture of race an important cause of Rome's decline
-- summary of the effects of manumission -- what manumission might have accomplished.
The reins of government, according to the policy which individual emperors followed towards
their own servants, were either held fast by the Princeps or given to imperial freedmen. We
have now to examine the government's policy towards freedmen as a whole. It is no longer a
question of Pallas and Narcissus and their comrades, but of the general class of libertini.
The licence or suppression of imperial freedmen depended on the character of the ruler, and,
as has been noticed, their fortunes were subject to momentous changes. But the personal
relation of an emperor to his servants did not enter into the question of how to treat the
freedmen of ordinary citizens. Accordingly while Claudius was pampering his own freedmen and
while Antoninus was keeping them sternly in check, we must be prepared to find a totally
different attitude adopted towards the general mass of those who had issued from slavery.
The discussion which follows will contain a great deal of recapitulation. Throughout the
earlier chapters several stray suggestions have been made as to the policy of the
legislature. These suggestions will now be welded into proper arrangement; from them it may
be possible to learn valuable lessons as to the state-craft of the first two centuries of
the Empire.
Conservatism is often accused of being utterly unprogressive and of refusing to recognize the
needs of the moment. Yet the imperial government in its policy towards freedmen mingled the
healthy conservatism of its founder Augustus with practical provision for needs that arose
and with a progressive humanitarianism of which any Christian nation could be proud. This
sphere of the statesmanship of imperial Rome is a clear example of how respect for great
traditions did not prevent her from remedying material evils or from advancing on the path of
progress.
Accordingly her policy ran on three distinct lines, the conservative, the utilitarian, and
the progressive or humanitarian. At first, as was natural after emerging from the whirlpool
of revolution, the government laid especial stress on the conservative element. Augustus
strove to uphold the rights of the patron, to preserve the Italian character of the citizen
population, and at all costs to save that of the aristocracy. At the beginning of the Empire
the dangers against which Augustus struggled were very real. The old relations between patron
and freedman, regulated by custom rather than by law, were falling into decay owing to the
increasing frequency of manumission and the constant strain of civil war. At the same time
the plebs urbana was a cosmopolitan mass, swollen by the influx of Oriental freedmen, and
even the aristocracy was not untainted by foreign blood. It could be said in the Senate under
Nero that a large proportion of the senatorial and equestrian nobility was of servile
extraction. 1 Unlimited manumission of slaves and frequent intermarriage with freedmen had
done their work. It was, then, the task of Augustus to repair, as well as might be, the fatal
consequences of laissez-faire under the Republic.
To preserve the rights of the patron, the obsequium and officium were legally recognized. If
a freedman wronged his patron, his offence was the more heinous because it was against his
legal father. Even Claudius, the slave of his own freedmen, was especially severe against
those who plotted against their patrons. In the second century, while humanitarian
legislation was gradually recognizing the rights of the slave, Hadrian and Antoninus were
staunch conservatives in their treatment of ungrateful freedmen. Apart from the measures
which followed from the recognition of the obsequium, there were miscellaneous enactments
which strengthened or at least preserved the rights of the patron. In Claudius' reign, when
women over twenty years of age were exempted from the tutela, freedwomen were excluded. His
successor ruled that, when a master had been murdered by his slaves, even those slaves who
were to be manumitted by will should be included in the death-penalty. In the case of a Latin
obtaining citizenship by imperial grant, the consent of the patron was made necessary by
Trajan.
More stringent were the regulations to repress the rapid Orientalization of Rome and Italy.
Augustus, as we have seen, put severe restrictions on imprudent manumission. In the Lex Iunia
he legalized informal manumission and by so doing discouraged it. In the Lex Fufia Caninia he
limited the proportion of a familia which could be freed by testament. In the Lex Aelia
Sentia, among other things, he forbade all manumission by masters under twenty years of age,
unless special authorization were secured. Similarly efforts were made to prevent the
immediate passage of slaves into citizenship by means of manumission. The words of Persius--
"momento turbinis exit Marcus Dama" gave a satiric touch which many an aristocratic Roman
heartily endorsed. Augustus, therefore, created two new classes. The Lex Iunia called into
being the Latini Iuniani; the Lex Aelia Sentia, the dediticii. In the latter class were
placed those whose criminal propensities made them permanently unfit for citizenship. The
former comprised the recipients of informal manumission, and after 4 A. D. all liberti freed
at an age below thirty; these last were debarred from full citizenship and made Latins by the
Lex Aelia Sentia. But, as we have seen, Augustus checked any attempt of the master to take
sordid advantage of this system. He opened an avenue by which the slave freed under thirty
years of age could obtain citizenship one year after becoming a father; and, if any masters
still informally freed slaves solely in order to possess their whole estates when they died,
Vespasian finally stopped the practice by allowing such freedmen the same opportunities of
enfranchisement as the other Latini Iuniani.
Intermarriage between ingenui and libertini had gone too far to be checked under the Empire.
The free-born were already so much tainted with servile blood that it would have been
impolitic to legislate generally in the matter. Yet Augustus felt that some particular
restriction could be made without endangering his throne. He forbade alliances between
freedmen and members of senatorial families. The Senate could not oppose such a measure
without implying that they wished to degrade their order. Similarly the government was
anxious to preserve the caste division between freedmen and free-born. As already stated,
freedmen were excluded from various military, religious and administrative offices, and both
they and their sons from the ranks of senators and knights. With very few exceptions these
exclusions were maintained throughout the early Empire.
Parallel with these efforts to uphold all that was best in ancient traditions went the
recognition of certain needs. The government realized that in supplying these needs freedmen
could prove themselves worthy citizens of Rome. They were, therefore, given the utmost
encourage ment to engage in social service. The inducements offered, such as liberation from
the operae or the privilege of full citizenship, generally deprived patrons of some of their
rights; but this arbitrary procedure nevertheless fitted in well with the policy of
restricting manumission. Masters who curtailed the gift of freedom by imposing heavy
obligations in the form of operae, or by manumitting in such a way that their slaves became
Latins, were now warned that these half-measures might be of no avail. An avenue was opened
through which the freedman could by public service be excused the operae; many more were
opened by which the Latin could become a Roman and thereby gain the right of making his own
will. It was, therefore, made almost impossible to give freedom with one hand and take away a
great part of it with the other. Masters had to regard manumission, even if covered by
promises of operae or with reservations of citizenship, as a leap in the dark. They could not
be certain that it would not deprive them of all the economic advantages of ownership and
leave them merely with the more sentimental rights of obsequium and officium. Consequently
greater forethought was exercised before taking a step which was now an irrevocable
alienation of possession, and manumissions therefore tended to be less frequent.
One of the most serious evils with which the imperial government was called upon to contend
was the decline in the population. Not only had the Italian stock almost disappeared from the
towns, but the descendants of freedmen had not been born in sufficient numbers to take its
place. Accordingly, while the Lex Papia Poppaea offered privileges to free-born citizens for
the possession of three children, it used the whole question of the inheritances of freedmen
and freedwomen for the encouragement of procreation. Two sides had claims on the estate of a
dead freedman--his heirs and the patron or the patron's descendants. On the side of the
freedman, the children's rights tend to increase as they are more in number; on the patron's
side, the claimants have a better chance if they have children. For instance, while his
patron or a male descendant of his patron is alive, a freedman can obtain control over an
estate of above 100,000 sesterces if he has three children. In the case of a freedwoman the
patron or his male descendant has rights over the whole estate unless she has four children.
At the same time procreation is encouraged on the other side. It was only by the possession
of three children that a patroness could be admitted to the same rights as a patron, or the
female descendants of a patron to the rights of male descendants.
Reasons have already been stated for holding that the grant of Roman citizenship to the Latin
father of one child is to be referred rather to the conservative policy of restricting
manumission than to the utilitarian object of raising the birth-rate; and, on the same
grounds mutatis mutandis, the liberation of the father of two sons from the operae is to be
ascribed more to the former than the latter, though probably in this case both reasons
prompted the legislator.
Marriage also, as the first condition of legitimate procreation, received the attention of
the reformer. All unnecessary bars to marriage were swept away. Thus, in the case of
freedmen, the oath of celibacy that masters sometimes exacted at manumission was declared by
the Lex Aelia Sentia to be not binding; and it was enacted that a freedwoman when once
married should be freed from the operae, provided the patron had consented to her marriage.
Yet, although the promotion of marriage seems to be the main object, it may fairly be
questioned whether the legislator was not in both these measures influenced by mixed motives.
The latter enactment may be partly due to the recognition that a married woman had sufficient
duties in that capacity, without being burdened further by obligations towards her patron.
The former provision was probably prompted by two sub sidiary motives. Firstly, the oath of
celibacy was regarded as an unjust extortion; and, secondly, so long as such an oath was
valid, masters could prevent slaves whom they had freed before the age of thirty from
obtaining full citizenship by means of one child. But undoubtedly the primary purpose of
these laws was to encourage marriage and thereby the production of children.
The other needs of a material nature which the government tried to supply are quickly
enumerated. Firstly, Latins were encouraged to join the fire-brigade. After six years'
service they could obtain citizenship. Secondly, the co-operation of freedmen was invited in
supplying Rome with her daily bread. Those who built at their own expense a ship to hold
10,000 modii, and continued in the corn-trade for six years, were granted certain privileges
by Claudius; a citizen was freed from any disabilities that the Lex Papia Poppaea might
impose upon him; a woman was granted the ius quattuor liberorum; and a Latin obtained the
full franchise. Thus a freedman gained the whole control over his inheritance; a freedwoman
was liberated from the operae and her patron had only an equal share with each of her
children in a legacy; a semiprivileged freedman became a Roman citizen. With the same object
of providing food, Trajan gave Roman citizenship to any Latin who set up a large bake-house
in the capital. Thirdly, when the fire of Rome made housing an acute problem, the help of the
Latin was again invited. He was given immediate citizenship if he spent half a fortune of at
least 200,000 sesterces in the construction of houses. Fourthly, utilitarian considerations
directed the institution of the seviri Augustales. Rich freedmen were employed to give games
in honour of the Emperor. Loyalty was thus fostered both among the great men who were proud
to serve the sovereign and among the proletariat who came as spectators. But there was a
stronger motive behind the institution. The capital of the wealthy freedman class was in this
way applied to the all-important task of keeping the populace amused.
The humanitarian element in the imperial policy was slow in evolving itself. In antiquity the
slave was legally regarded as a piece of property towards which there could be no
obligations. For a long period of her history Rome was a conspicuous example of this rule.
Augustus, as we have seen, was prejudiced against slaves by the turmoil of the civil wars. He
made strenuous efforts to restrict manumission. Yet even his political programme contained
some humanitarian elements. The establishment of the Council of Manumission under the Lex
Aelia Sentia of 4 A. D. came from a recognition that certain classes of slaves, in virtue of
faithful service, deserved both liberty and citizenship, even though they themselves might be
under thirty years of age or their masters under twenty. Moreover this council gave
facilities to a freedman under twenty years of age to redeem his relatives from servitude. By
the same law masters were forbidden to exact at manumission the promise of an impossibly
large sum of money, simply in order to render their freedmen debtors for life. Similarly,
their duty of supporting their freedmen, if they fell in need, was confirmed. Of course, all
cases where the claims of freedmen were recognized, or patrons' rights were limited, may have
been part of the policy of restricting manumission. The confirmation of patrons' burdens
necessarily tended to make manumission less popular among the selfish. But there can be
little doubt that at least a prominent motive was consideration for the welfare of the
freedman.
One clear and undoubted example of humanitarian legislation was the edict of Claudius that a
sick slave exposed or abandoned by his master should be free. A generation later Vespasian
directed that in certain circumstances a slave prostituted by her master should be given her
liberty.
Then comes a pause in the history of slavery reform. During this pause, however, the
philosophy of the Stoics was acquiring a greater and greater ascendancy over the minds of
the nobility. The more puritanical elements of this system were gradually modified, and in
the latter half of the first century Seneca and Epictetus made Stoicism a living force in the
upper classes of Roman society. For our present purpose we need only mention two of the great
Stoical doctrines--the brotherhood of mankind and its corollary, the duty towards slaves.
Stoics adopted as their watchword the line of Terence derived from Menander, 'I am a man;
nothing human do I deem foreign to myself. Seneca announces dearly 'Man is a sacred thing to
man'. Applying these principles to slavery, he is careful to warn masters that the essential
dignity of manhood is unchanged by the accident of condition; that the slave may be free by
virtue while the master may be slave by vice; and that not only cruelty but even contempt
towards his slaves should be avoided by the good man.
As these ideas had permeated the aristocracy by the end of the first century, it was
necessary that sooner or later they should affect the legislature. Thus Hadrian and his two
successors, under the influence of the Stoics, began an energetic campaign for the
amelioration of slavery. Masters who killed their slaves were made guilty of murder. The
practice of selling unsatisfactory slaves to gladiatorial companies was suppressed. The
ergastula or rural slave-prisons were destroyed. When a slave murdered his master, only the
slaves within hearing at the time of the act could be tortured or in any way held
responsible. Officers were appointed to hear the complaints of slaves, and, if excessive
severity was proved, the master was compelled to sell the slave he had maltreated. It was
inevitable that such a triumph of humanity should be manifested also in the sphere of
manumission. Hadrian put an end to the anomaly that provincial towns were not, like the
state, allowed to free their slaves; in the reign of Marcus Aurelius the right of manumission
was granted to collegia. But one of the most striking evidences of the humanitarian movement
is the history of fideicommissary manumission which evolved itself into legal form between
Trajan and Marcus Aurelius. About twenty senatusconsulta and imperial constitutiones are
known to us with reference to fideicommissa. Some are of great importance, such as the first
recognition that a fideicommissum was legally as well as morally binding on the heir. Others
are merely answers to exceptional questions which probably did not arise more than once in a
generation. Still, they all serve to illustrate the attitude of the Antonine government. Of
those twenty rescripts and decisions all are in favour of the slave. If it was quite clear
that the testator wanted a certain slave to be freed, then he had to be freed, and no legal
forms or theories could prevent it. If a slave had earned the gratitude of a citizen so much
that the latter wanted him to be free, then the heir, if he accepted the legacy, was formally
bound to carry out the deceased man's wishes. When the process of legal clarification is
finished, the man who agrees to be heir may in certain conceivable circumstances be compelled
to free one of his own slaves or even buy the slave of another in order to free him.
It may be asked whether Christianity had anything to do with the progress of the humanitarian
movement. In legislation, it had no influence; to the most enlightened government of the
second century Christians were still an obstinate and traitorous sect that clung to a
ridiculous Eastern superstition. Their teaching was not noticed at all; if any conceptions
were formed of the Gospel in official circles, they would be that it inculcated cannibalism
and immoral rites. Nor can any influence on imperial policy be traced through Stoicism to a
Christian source. The debt of second-century Stoicism to Christianity is negligible. Seneca
never mentions the new religion. Epictetus and Marcus Aurelius content themselves with a
scornful reference to the obstinacy of martyrs. The alleged correspondence between Seneca and
St. Paul is a manifest forgery. The truth is that Stoicism and Christianity were parallel and
independent revelations. The latter, founded upon the belief in a personal God and a personal
manifestation of His love, was a priori assured of its triumph. But the former, though
immeasurably inferior, must nevertheless be accorded the full credit for the benevolent
legislation of the second century.
Yet it must not be denied that Christianity helped to promote manumission. It did not guide
the rulers in their policy, but as its influence grew in society it undoubtedly made its
converts feel that their slaves were 'brothers in Christ', and that the charity which their
religion enjoined was best displayed in manumission. Stoicism had never made an effective
appeal to the masses, but Christianity fulfilled the task in which its great predecessor had
failed. The religion of Jesus, carrying the doctrine of the brotherhood of mankind into the
life of the lower classes and more slowly superseding other religions and philosophies among
the aristocracy, gradually became one of the most potent causes of manumission.
Such was the policy of the government towards Roman freedmen: before we can say whether it
succeeded or not, we must estimate the influence the freedman exercised on the social and
economic history. In the first place it may be asked what was the proportion of freedmen to
the whole population. Unfortunately, sufficient evidence has not yet come to hand even for an
approximate estimate. So many questions on which there are little or insecure data have first
to be answered that to determine the freedman population is impossible under present
conditions. One cannot tell, for instance, what proportion of his life a freedman ordinarily
enjoyed in liberty. This would involve deciding what was the average age at which manumission
was performed, and what was the average duration of life among freedmen and among citizens.
Obviously, if one finds a hundred inscriptions in a town of which fifty refer to freedmen and
fifty to free-born, one cannot therefore say that in the population of the city the two
classes are equally balanced. The freedman has only been free a certain period of his life;
the free-born citizen has been a citizen from birth.
One may, however, be allowed to record where especially inscriptions of freedmen are to be
found. Some typical towns and districts of the Roman Empire have been examined in the Corpus
Inscriptionum Latinarum, and below is given the percentage of freedmen among the persons
mentioned. In all cases honorary inscriptions and epitaphs of magistrates, priests, and
soldiers are omitted.
These results are not altogether satisfactory. It is difficult to see why Narbo differed so
fundamentally from Arelate. Both were important harbours of Southern Gaul, and we should have
expected the percentages of freedmen in each to be similar. Corduba and Hispalis, too, were
towns whose economic features must have been very much alike. Yet the proportion of freedmen
in the former is three times that in the latter. But the number of inscriptions available
from these Spanish cities is very small, and therefore percentages must not be too
confidently relied upon.
Ostia has a surprisingly small proportion. She was one of the greatest ports in imperial
times and we should have expected to find a large number of freedmen playing their busy role
in the trade of Rome's harbour. Perhaps some portion of the explanation may lie in the
hypothesis that the town was full of imperial freedmen who were buried with other servants of
Caesar at Rome and therefore do not figure among the Ostian inscriptions.
The most valuable information which these figures yield concerns the country districts. Some
rural parts, it will have been noticed, were almost as full of freedmen as Capua was.
Inscriptions from the Ager Amiterninus, whose principal industry was probably olive-growing,
mention 190 persons of whom 89 are freedmen. Picenum, the home of tillage, gives 31 freedmen
out of every 100 persons. The percentage is noticeably less in the small towns of South Italy
where pastoral farming was the order of the day. But the high proportions met with in Picenum
and among the Sabini are surprising. Probably freedmen captured the retail trade of the rural
districts as much as they did that of the large towns. Moreover, it was a frequent custom for
landed proprietors to give their freedmen small farms on their estates. In view of the
statistics from corn and olive regions, it is likely that this custom was followed far more
extensively than has been hitherto supposed.
With this somewhat bare statement of figures, which are only relative in value, we must leave
the question of the freedman population. But, although it cannot be said with any certainty
what proportion the number of freedmen bore to that of the whole citizen body, an estimate
has been made of the extent to which men of servile descent dominated Rome. Prof. Tenney
Frank, after an examination of some 13,000 urban inscriptions, has conjectured that, among
the ordinary citizens of Rome, little over ten per cent. were able to boast pure Italian
descent. Of the remainder very few, he thinks, were free peregrini or their descendants; an
overwhelming proportion therefore--about five-sixths--of Rome's citizens were freedmen and
their posterity. This conjecture based on the evidence of 13,000 inscriptions cannot be far
wrong; but in other parts of Italy the ratio must have varied, and it is hardly likely that
it anywhere exceeded the high percentage in the capital. It may be asked in this connexion
what became of the Latin and Italian stock. Reasons may be given for the coming of the
foreigner, but at the same time some explanation may be demanded for the disappearance of the
native. In the first place there was a marked decline in the birth-rate among the
aristocratic classes. These latter were the chief sufferers from the proscriptions of the
Republic and the capricious tyranny of early emperors. But it was the increase of luxury that
was most effective in deleting old Roman families from the records. As society grew more and
more pleasureloving, as convention raised artificially the standard of living, the voluntary
choice of celibacy and childlessness became a common feature among the upper classes. Of
forty-five patrician families in Caesar's day, all save one were extinct by the reign of
Hadrian. Augustus and Claudius found it necessary to reinforce the patrician order with
twenty-five plebeian houses. Of these only six survived till Nerva's reign.
But what of the lower-class Romans of the old stock? They were practically untouched by
revolution and tyranny, and the growth of luxury cannot have affected them to the same extent
as it did the nobility. Yet even here the native stock declined. The decay of agriculture,
brought about by the establishment of latifundia and intensified by confiscations and veteran
settlements, drove numbers of farmers into the towns, where, unwilling to engage in trade,
they sank into unemployment and poverty, and where, in their endeavours to maintain a high
standard of living, they were not able to support the cost of rearing children. At the same
time many were tempted to emigrate to the colonies across the sea which Julius Caesar and
Augustus founded. Many went away to Romanize the provinces, while society was becoming
Orientalized at home. Of course freedmen must have shared in those colonies also; we know
they participated very freely in the restoration of Corinth; and they robably did so in many
other colonies of the Dictator; but, often past the prime of life at manumission, frequently
held by obligations towards their patrons, and more often than not comfortably settled in
employment, for the most part they could not or would not leave the land of their slavery.
Thus it was the free-born Italian, anxious for land to till and live upon, who displayed the
keenest colonizing activity.
Among all the causes of the change of race (apart from manumission) war was the most
important. The armies of the late Republic and civil wars had consisted largely of Italians,
who, if they were not killed off, were at least deprived of domestic life during their prime.
Meanwhile the freedmen, usually excluded from the army, and the freedman's descendant, never
a keen solder, were allowed an uninterrupted family life and produced offspring with greater
freedom. Moreover, after his twenty years' service, it was frequently the case that the
legionary never returned home, but joined with his fellow-veterans to found a colony in the
province where he had served.
The Roman thus gave way to the Easterner in Italy, while he made a place for himself in the
provinces. Meanwhile what was the influence of the Oriental, and especially the freedman, on
history?
The imperial freedman in administration has already been treated. Many offices of the utmost
imperial importance were nevertheless attached too closely to Caesar's person to be given to
senators and knights, who, though anxious to serve the state, would not show the same
keenness to serve the Princeps. Accordingly, unless he openly declared 'L'état c'est moi',
Augustus could not offer the great secretariates to these two orders. Freedmen solved the
difficulty for the early emperors; they bridged the theoretical gap between the republic and
the monarchy. As the freedmen's offices by degrees went to the knights, so the principate
gradually came to be recognized as a despotism.
So the freedman satisfied the logical minds of the first emperors. We have seen his actual
record in government, and it is only necessary to reiterate our conclusion, that, though
under the Empire his official career was stained with greater corruption than that of senator
and knight, yet his business ability and the many unknown cases of honest lives force us to
accord him a large share in the credit for the sound administration of the Empire.
Under the Republic those freedmen who had not been born in slavery, but had come into the
market through capture, brought the habits and ideas of their native land into Italy. For
instance, freedmen probably helped to revolutionize Italian horticulture. They showed their
masters how to grow the fruit-trees which they had tended in their youth and in their
freedom. Lucullus may have first introduced the cherry into Italy. 1 It was his Asiatic
captives who made it an Italian fruit.
But some of the innovations which freedmen effected were not so harmless as the cherry.
Oriental luxury destroyed the sterling simplicity of the early Roman. Freedmen of course were
not the only avenue by which luxury gained access to the Roman Republic. The pretentious
ideas of the wealthy East no doubt were to some extent adopted by Romans themselves when they
went thither to fight or to govern. They saw the gorgeous city palaces, the magnificent
country mansions, the collections of gold and silver plate. They tasted gastronomic wonders
yet unknown to Italy. Still, slaves and freedmen helped greatly to introduce these ideas into
the land of their slavery. They must have directed their masters' minds to luxuries which
Roman simplicity had never dreamed of. Then, too, when freed, they must have introduced into
a wider society than that of the house such of the less expensive refinements as their means
could afford.
New luxuries created new trades. When Romans and Italians found their wants vastly
multiplied, and when they intensified their prejudice against banausic crafts, freedmen and
their descendants stepped into the breach, supplying all the labour and much of the capital
to industry. They made a bold bid to develop Italy into a manufacturing country and to save
her from becoming wholly dependent on foreign lands for her needs and luxuries.
If slaves and freedmen developed Roman industry, the were largely instrumental in the very
start of Roman literature. They brought the Greek influence which awoke the native talent of
the Romans and inspired them to emulate their Hellenic predecessors. Further, freedmen are
among the significant names of literature. Under the Republic we have Livius Andronicus, the
first Latin poet known; Caecilius Statius, a dramatist of no mean ability; Terence, whose
name stands second only to that of Plautus in Roman comedy; and Publilius Syrus, a
distinguished writer of mimes. To represent the imperial age may be mentioned Phaedrus, the
greatest Roman fabulist, and Epictetus who was perhaps the ablest postChristian Stoic and
whose Greek teaching has been handed down by Arrian. Moreover many a freedman whose works are
now lost must have figured prominently in his day. For instance, every imperial freedman who
held the office a studiis was probably a man of some literary attainments. C. Iulius Hyginus,
who occupied a literary post under Augustus, wrote commentaries on Cinna and Virgil,
treatises on theology, agriculture, bees, and eminent personages in Roman history, as well as
a topographical work entitled De Situ Urbium Italicarum. Polybius, the literary adviser of
Claudius, had translated Homer and Virgil, apparently into prose. Sextus was probably
responsible for Domitian's poem on the revolutions of 69, on which Martial bestows such
flattery.
In art, science and philosophy freedmen played their rôle. Though the greatest names in the
imperial period are those of Greek peregrini, yet slaves and freedmen must have in countless
cases inspired their masters with a taste for art, and, after manumission, brought the same
influence to bear upon the society in which they mingled. It was slaves and freedmen
pre-eminently who spread the principles of Greek scientists around the Roman hearth, and who
disseminated the thought of Academy and Stoa.
The same holds good in religion. Soldiers learnt of alien religions in the East, but they
would never have introduced them permanently into Italy if it had not been for the Eastern
slaves who brought them into their masters' homes, and, after obtaining freedom, impressed
them upon society in general. Finding Romans dissatisfied with their own beliefs, they
preached religions which seemed to offer a wider and more certain promise, or which made a
more living appeal through the character of their ceremonies. Some of these cults were low
and degrading and were celebrated by means of the most immoral rites. As early as 186 B.C.
the profligacy of Bacchanalian orgies was unmasked, and it was found that some thousands of
citizens were involved. Under the late Republic the religion of Isis was several times
suppressed because of suspicions cast upon its ceremonial, but such was the power it
exercised over society that in the early years of the Empire the government was forced to
surrender, and Isis was recognized as a Roman deity. The prejudice against Christianity was
largely due to the general opinion held of obscure Eastern religions.
Yet by no means all the religious innovations which freedmen effected were for the worse.
Freedmen may have been among the first in Italy to listen to Christian missionaries and to
carry the glad tidings throughout society. Quite a number of those unknown men with Greek
names whom St. Paul mentions in the last chapter of his Epistle to the Romans may have been
freedmen; Judaism in all probability owed its introduction primarily to Hebrew and proselyte
slaves. Mithraism, the worthiest of Christianity's rivals, must perhaps ascribe its
popularity not so much to slaves and freedmen as to the soldiers on the Eastern frontier.
The cumulative effect of these Oriental religions helped to break the old Roman character.
Another more powerful solvent was also inherited from slavery and manumission. The profuse
intermixture of race, continuing without interruption from 200 B.C. far into the history of
the Empire, produced a type utterly different from that which characterized the heroes of the
early Republic. Instead of the hardy and patriotic Roman with his proud indifference to
pecuniary gain, we find too often under the Empire an idle pleasure-loving cosmopolitan whose
patriotism goes no further than applying for the dole and swelling the crowds in the
amphitheatre. The question whether foreign blood benefits a nation or not cannot yet be
answered dogmatically. The Anglo-Saxon race has not suffered from its Celtic, Danish and
Norman elements, to say nothing of Flemish and Huguenot immigrants. On the other hand
race-mixture hastened the decline of the Persian Empire, and American statesmen to-day are
justifiably alarmed by alien immigration. Now as a class the freedmen had sharp wits and
abundant enterprise. Many were honest, industrious folk who had earned their freedom by loyal
service or by legitimate additions to their peculium. Others, however, during their slavery
had been thieves on every opportunity, and doubtless were prepared to continue this career
after they had purchased manumission with their ill-gotten gains. Others again were men who
had for a long time past left all their arduous duties to vicarii, or who had spent several
years performing specialized functions which occupied about half an hour per diem; these on
passing into society were not likely to be its most energetic members. Such were the men whom
indiscriminate manumission kept thrusting into the citizen body. Good points many of them
had; but at best they were a motley throng. Moreover, one is tempted to believe that the
Italian and Eastern characters were so diverse that satisfactory amalgamation was impossible.
The virtues of each disappeared and the vices predominated. The cross-bred descendant of a
Hellenistic freedman and a Roman citizen often lacked the enterprise and intellect of the one
and the simplicity and hardihood of the other, while the defects of both stocks remained
unabated.
This race-degeneration which manumission had set afoot was accelerated in the third century
by another factor. Constant warfare, whether between claimants to the throne or against
barbarians, killed off the hardiest and ablest of the citizens and left the poorest stocks to
reproduce themselves. The fact that the Romans who resisted Hannibal and those who succumbed
to the Goths were totally different peoples is one of the main explanations of the great
decline and fall. Laughing to scorn the simplicity of the early Italians, the citizens of the
Empire exported most of their capital beyond the frontiers to ray for their luxuries.
Protected by a standing army, they lost energy and enterprise and the power of defending
themselves. Of course it would be absurd to say that racial decay was the sole cause of
Rome's deterioration. Other factors operated simultaneously. The less fertile provinces whose
tribute did not repay the expense of their administration made for heavy taxation which
effectively obliterated the few vestiges that remained of a middle class. Mechanical progress
was barred by the benumbing influence of slavery. No strong unifying religion inspired the
exhausted Empire. The general decay had gone too far when Christianity triumphed, and even
the conversion of Constantine did not imply at once a universal religion. But these features
in the situation would not have wrought such havoc among the Decii, Fabii, Cornelii, and the
other great houses of Republican Rome. It was because the giants of the past had given place
to a bastard brood that the final catastrophe came.
It seems, then, that freedmen and their descendants in a great measure ruined Rome. The
progressive and the utilitarian elements in the government's policy succeeded only too well
in promoting slaves to Roman citizenship, while, as far as restrictions on manumission are
concerned, the conservative element failed to achieve its object. In modification of this
view one word must be said. Even in Augustus' day the process of Orientalization had gone too
far. The great emperor saw the clouds, but he did not know they had actually burst. His
legislation would have been prudent and not a whit excessive a century earlier; but in his
time Rome was a cosmopolitan city, and the doom of the Empire was already sealed.
Must it then be concluded that manumission bore nothing but evil fruit? Certainly in its
developments at Rome it had fatal consequences. The grant of liberty to a slave, so full of
charity in the abstract, was in practice the ruin of an empire. Yet it had its good points.
In the first place, it benefited the individual slave. During slavery it offered him a hope
and an ambition which alleviated his lot. After a slave had obtained freedom, it gave him
opportunity of developing his capabilities which servitude had naturally cramped. It opened
to the foreign captive and the home-born slave a new and a higher civilization to which he
might adapt himself. Yet in some cases one slave freed meant another needed. Thus the
slave-trade was indirectly encouraged by manumission. But, as we have pointed out,
manumission often made no difference to a slave's employment, and, whether bond or free, he
remained in his master's service. Any objection, therefore, that the slave trade varied
exactly with manumission would have to be seriously modified.
At the same time, manumission, if performed through benevolence or gratitude, was a moral
benefit to the individual master. Similarly the charity which may produce dire results in
society never fails, if actuated by the correct motive, to benefit the character of the
giver. Manumission enabled the master to perform a good act; it enabled him to set on his
feet a man in whom he took a charitable interest. Perhaps it was bad for the slave; perhaps
it was bad for the state; but it broadened the master's sympathies and it quickened a right
spirit within him.
Finally, manumission, if it had been directed aright, need not have worked with such
deplorable effects upon the population. If Cato the Censor had been the author of Augustus'
reforms, there would not have been such an influx of foreigners into society. If the Romans
had conquered their lamentable tendency towards celibacy and childlessness, their stock would
have held its own. If masters had not indulged their vanity to such an extent, fewer and
worthier slaves would have passed into the citizen body. Nay, if state legislation and
private prudence had guided manumission in the right path, it would assuredly have benefited
not merely slave and master but also the whole population. If, instead of indulging their
vanity and lavishing promiscuous manumission, slave owners had exercised a wise and just
discrimination, they could have effected that only the better type of slave should enter the
citizen body. How different would Roman society have appeared if masters had only given
freedom in gratitude for good service and only sold it to those who had increased their
peculium by honest means! The influx of Oriental blood would not have been so overwhelming,
and further, the slaves freed in such circumstances would on the whole have been men of good
character, who had loyally served their masters and who might be expected to prove good
citizens. No jest could then have been made by the satirist about Tiber and Orontes. The vast
throngs of idle and worthless freedmen that left their curse upon Rome would never have
issued from the bonds of servitude. The indigenous stock would not have been ousted from its
predominance; at the same time a small body of conscientious Orientals, probably marrying
among themselves rather than with Italians, would have contributed art, science and industry
to Republic and Empire, without destroying the native character. Something of the brilliance
and versatility of Periclean Athens might have existed alongside of the simple dignity and
steadfast patriotism of Republican Rome.
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